Apply now to serve on the CSF's Disciplinary Committee
Maintaining discipline is a plus for your discipline
Montréal, June 20, 2023 - The Disciplinary Committee of the Chambre de la sécurité financière is being renewed! Do you have an exemplary practice and do you want to maintain public confidence in the profession? Apply for a three-year term (2024-2026) on the Disciplinary Committee of the CSF.
Peer discipline is the backbone of any self-regulatory organization. ”The CSF plays an essential role in protecting the public and maintaining consumer confidence in the financial system,” says Amélie Lemay, Secretary of the Disciplinary Committee.
Members of the Disciplinary Committee must understand and assess the scope of their peers' actions and, by sanctioning inappropriate behavior, they protect the public and help foster consumer trust in the financial services industry.
Role of the Disciplinary Committee
The Disciplinary Committee of the CSF hears complaints filed against member representatives in regards to potential violations of the Act respecting the distribution of financial products and services, the Securities Act, or one of their regulations, and determines whether an ethical violation was committed. If so, it shall determine the sanctions to be imposed.
Each complaint is heard by a subgroup of the Disciplinary Committee composed of three members: the chair or vice-chair or depute chairperson, and two members who work in the same discipline (or registration category) and marketing sector as the representative involved.
• Deadline for applications: October 10, 2023
• Term of office: 3 years (2024 to 2026)
• To submit your candidacy: Application Form
To be eligible as a member of the Disciplinary Committee, a candidate must have practiced for at least ten (10) years at the time of submitting his or her candidacy and must meet the conditions set forth in section 3 of the Regulation respecting the Disciplinary Committee of the Chambre de la sécurité financière (in French). In particular, the candidate must possess the necessary honesty and integrity, be of exemplary professional conduct and be a reference for his peers.
All details regarding the salary, fees, and more are set out in the Regulation respecting the salary, fees and other remuneration of members of the Disciplinary Committee of the Chambre de la sécurité financière (in French).
Appointed members are also required to participate in training activities defined by the CSF as part of their mandate.
We are looking for candidates with a variety of skills, including:
• Knowledge of the ethical obligations incumbent on the representatives who are members of the CSF;
• Good analytical skills;
• Ability to exercise good judgment and thoroughness;
• Ability to substantiate decisions;
• Ability to navigate conflictual situations.
To submit your application:
1. Complete and sign the application form
2. Send the form, no later than October 10, 2023 at 4:30 p.m., by email to firstname.lastname@example.org or by mail to the following address:
Chambre de la sécurité financière
Secrétariat du comité de discipline
2000, avenue McGill College, 12e étage
Montréal (Québec) H3A 3H3
For more information, please contact us at 514 282-5777 / 1 800 361-9989 or write to email@example.com.