Compliance in the Digital Era

The rapid adoption of new technologies presents a numer of challenges.

The COVID-19 pandemic has led to rapid growth in the use of information technology. For professionals who work remotely, this technology has become a must.

Presented in the form of a webinar, this CE activity reviews your duties and responsibilities as you adapt your practice to the new virtual working environment.

This training activity explore three major themes that are relevant to today’s practice: always protecting your clients’ personal information, common situations you might come across (including doing meetings via video conference), and the advantages and disadvantages of being active on social media. You will take away a better understanding of what your ethical obligations are when you use digital technology.

This CE course is for all advisors.

Features 

• Asynchronous webinar including examples of situations, documentation and questions with feedback
• Duration: 1 hour
• Multiple-choice summative evaluation to be completed online
• Passing mark: 60%
• Prerequisite: none