Reminder of good practices for professionals in mutual funds and scholarship plans

Because respecting the rules of ethics is a springboard to professional success.

As a financial advisory professional, you must know and apply the rules that govern your conduct and that of your peers. The resulting professionalism can only maintain and even increase consumer confidence in our financial system, which is good for everyone.

This interactive CE activity includes audio narration, interviews, scenarios, and questions that will provide a stimulating and enriching experience. You will discover various resources including useful links, recommendations for related training activities, as well as myriad practical tools available on InfoDéonto.

Topics covered

• Competence
• Signature
• Overall knowledges (know your client, investor profile and update)
• Ageing clients
• Client-advisor relationship

Important: The material seen in this training activity is from the former mandatory course 2015-2019. 

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This CE course is specifically for advisors in:

• Mutual fund dealer
• Scholarship plan dealer

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Features 

• Interactive
• French version with English subtitles
• Duration: 3 hours
• Must be completed from start to finish to earn your PDUs
• Can be paused and resumed where you left off
• Multiple-choice summative evaluation to be completed online
• Passing mark: 60%
• Prerequisite: none